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NEW QUESTION # 179
A CMMC Level 1 Self-Assessment identified an asset in the OSC's facility that does not process, store, or transmit FCI. Which type of asset is this considered?
Answer: A
NEW QUESTION # 180
Which principles are included in defining the CMMC-AB Code of Professional Conduct?
Answer: A
Explanation:
Understanding the CMMC-AB Code of Professional ConductTheCybersecurity Maturity Model Certification Accreditation Body (CMMC-AB), now referred to asThe Cyber AB, establishes aCode of Professional Conduct (CoPC)for all individuals involved in CMMC assessments, includingCertified Assessors (CAs), Certified Professionals (CPs), and C3PAOs (Certified Third-Party Assessment Organizations).
Thecore principlesoutlined in theCMMC-AB Code of Professional Conductinclude:
* Responsibility
* CMMC professionals must takefull accountabilityfor their actions, ensuring that assessments are conducted withintegrity and professionalism.
* They mustadhere to all ethical and regulatory requirementsestablished by The Cyber AB and the DoD.
* Confidentiality
* CMMC professionals mustprotect sensitive information, includingControlled Unclassified Information (CUI)andFederal Contract Information (FCI).
* They are required toadhere to non-disclosure agreements (NDAs)and avoid improper information sharing.
* Information Integrity
* All reports, findings, and recommendations in CMMC assessments must beaccurate, unbiased, and truthful.
* Assessors mustavoid conflicts of interestand ensure that all data provided in an assessment isverifiable and free from misrepresentation.
* Answer A (Incorrect): "Classification" is not a primary principle of the CMMC-AB CoPC. The focus is on protectingCUI and FCI, not on classification procedures.
* Answer B (Incorrect): "Objectivity" is important, but it is not explicitly listed as one of the three core principles in theCMMC-AB Code of Professional Conduct.
* Answer C (Incorrect): "Classification" is not a guiding principle in the CoPC.
* Answer D (Correct):The Code of Professional Conduct explicitly emphasizes responsibility, confidentiality, and information integrity.
* The correct answer isD. Responsibility, Confidentiality, and Information Integrity.
* These principlesensure that all CMMC professionals maintain ethical standards and uphold the integrity of the certification process.
References:
CMMC-AB Code of Professional Conduct (CoPC)
The Cyber AB Ethical Guidelines
CMMC Assessment Process (CAP) Guide
NEW QUESTION # 181
Which term describes the process of granting or denying specific requests to obtain and use information, related information processing services, and enter specific physical facilities?
Answer: B
NEW QUESTION # 182
Which entity specifies the required CMMC Level in Requests for Information and Requests for Proposals?
Answer: D
Explanation:
* TheU.S. Department of Defense (DoD)determines the requiredCMMC Levelbased on thesensitivity of the information involved in a contract.
* The required CMMC Level isspecified in Requests for Information (RFIs) and Requests for Proposals (RFPs).
Reference:
DFARS 252.204-7021 (CMMC Requirements)
CMMC 2.0 Program Documentation
Step 2: Why Other Answer Choices Are IncorrectB. NARA (Incorrect):
TheNational Archives and Records Administration (NARA)overseesCUI program policiesbut does not assign CMMC levels.
C: NIST (Incorrect):
TheNational Institute of Standards and Technology (NIST)develops cybersecurity frameworks (e.g.,NIST SP
800-171), but it does not specify CMMC Levels in contracts.
D: Department of Homeland Security (Incorrect):
TheDepartment of Homeland Security (DHS)is responsible for cybersecurity at the national level, butCMMC applies specifically to DoD contractors.
Final Confirmation of Correct Answer:The DoD determines and specifies the required CMMC Level in RFIs and RFPs.
NEW QUESTION # 183
When executing a remediation review, the Lead Assessor should:
Answer: D
Explanation:
In the context of the Cybersecurity Maturity Model Certification (CMMC) 2.0, the remediation review process is a critical phase where identified deficiencies from an initial assessment are addressed. The Lead Assessor, representing a Certified Third-Party Assessment Organization (C3PAO), plays a pivotal role in this process.
Role of the Lead Assessor in Remediation Reviews:
* Validation of Remediation Efforts:
* Objective:Ensure that the Organization Seeking Certification (OSC) has effectively addressed and corrected all deficiencies identified during the initial assessment.
* Process:The Lead Assessor reviews the evidence provided by the OSC to confirm that each previously unmet practice now meets the required standards. This involves examining updated policies, procedures, system configurations, and other relevant artifacts.
* Delta Assessment Remediation Package Submission:
* Definition:A delta assessment focuses on evaluating only the components or practices that were previously found non-compliant or deficient.
* Responsibility:After validating the remediation efforts, the Lead Assessor compiles a remediation package that includes:
* Detailed documentation of the deficiencies identified in the initial assessment.
* Evidence of the corrective actions taken by the OSC.
* Findings from the reassessment of the remediated practices.
* Internal Quality Review:This remediation package is then submitted for the C3PAO's internal quality review process. The purpose of this review is to ensure the accuracy, completeness, and consistency of the assessment findings before finalizing the certification decision.
Rationale for Selecting Answer C:
* Alignment with CMMC Assessment Process:The submission of a delta assessment remediation package for internal quality review is a standard procedure outlined in the CMMC Assessment Process.
This step ensures that all remediated items are thoroughly evaluated and validated, maintaining the integrity of the certification process.
Clarification of Incorrect Options:
* Option A:"Help OSC to complete planned remediation activities."
* Explanation:The Lead Assessor's role is to assess and validate the OSC's compliance, not to assist in the implementation or completion of remediation activities. Providing such assistance could lead to a conflict of interest and compromise the objectivity of the assessment.
* Option B:"Plan two consecutive remediation reviews for an OSC."
* Explanation:The standard process involves conducting a single remediation review after the OSC has addressed the identified deficiencies. Planning multiple consecutive remediation reviews is not a typical practice and could indicate a lack of proper remediation planning by the OSC.
* Option D:"Validate that practices previously listed on the POA&M have been removed on an updated Risk Assessment."
* Explanation:While it's essential to ensure that deficiencies are addressed, the primary focus of the Lead Assessor during a remediation review is to validate the implementation of remediated practices. Updating the Risk Assessment is the responsibility of the OSC's internal risk management team, not the Lead Assessor.
References:
CMMC Assessment Process v2.0
CyberAB
CMMC Assessment Guide - Level 2
Defense Innovation Unit
These documents provide detailed guidelines on the roles and responsibilities of assessors, the remediation review process, and the procedures for submitting assessment findings for quality review within the CMMC framework.
NEW QUESTION # 184
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