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NEW QUESTION # 69
An OSC plans to undergo a CMMC Level 2 assessment with your C3PAO firm. As the Lead Assessor, you are collaborating with the OSC to develop the evidence collection approach for Phase 1. The OSC proposes conducting most interviews virtually due to geographically dispersed employees. You are responsible for defining the evidence collection methods for artifacts, interviews, tests or demonstrations, and information requests. Additionally, you must determine how virtual data collection will be managed, including security protocols for CUI and FCI. Which of the following is the most appropriate approach for artifact collection in this scenario?
Answer: C
Explanation:
Comprehensive and Detailed in Depth Explanation:
The CAP allows virtual collection but requires on-site validation for certain practices, making Option A the balanced approach. Option B (full on-site) ignores virtual feasibility. Option C (cloud upload) lacks on-site verification. Option D (email only) is insecure for CUI/FCI.
Extract from Official Document (CAP v1.0):
* Section 1.6.3 - Virtual Data Collection (pg. 21):"Use a combination of virtual document sharing and limited on-site visits for artifact collection, especially for practices requiring physical observation." References:
CMMC Assessment Process (CAP) v1.0, Section 1.6.3.
NEW QUESTION # 70
During a CMMC assessment, you review the OSC's documented procedures for access control.These procedures detail a user access request and approval process for the organization's Human Resources (HR) information system. You then interview IT personnel responsible for access control, who confirm the documented procedures accurately reflect how access is managed for the HR system. However, the OSC's network diagram reveals the presence of other in-scope systems critical to their operations, such as their Engineering Design Database and Manufacturing Control System. Neither the documented procedures nor the interview addressed access control practices for these additional systems. Based on the CMMC Assessment Process guidelines on evidence sufficiency, how would you characterize the evidence collected so far regarding access control?
Answer: D
Explanation:
Comprehensive and Detailed in Depth Explanation:
The CMMC Assessment Process (CAP) requires evidence to be sufficient and complete across all in-scope systems handling CUI to validate compliance with practices like AC.L2-3.1.1 (Authorized Access Control).
While the evidence for the HR system (documents and interviews) is valid, it does not cover the Engineering Design Database and Manufacturing Control System, which are critical and in-scope per the network diagram.
CAP guidelines state that partial evidence covering only some systems is insufficient for a full assessment, as all CUI-related systems must be evaluated.
Option A (valid but incomplete) is close but not a CAP-defined category-evidence is either sufficient or insufficient. Option B (sufficient) overstates the evidence's scope. Option D (inconclusive) implies uncertainty, whereas the gap is clear. Option C (insufficient) aligns with CAP's requirement for comprehensive coverage, making it the correct answer.
Reference Extract:
* CMMC Assessment Process (CAP) v1.0, Section 4.2:"Evidence is insufficient if it does not address all in-scope systems and processes required by the CMMC practice."Resources:https://cyberab.org/Portals
/0/Documents/Process-Documents/CMMC-Assessment-Process-CAP-v1.0.pdf
NEW QUESTION # 71
During the Planning phase, the C3PAO and Lead Assessor will collect information from the OSC to provide a Rough Order of Magnitude (ROM). This enables the Assessor to approximate the duration, schedule, and cost of the Assessment. To determine the Rough Order of Magnitude (ROM), the Lead Assessor can use the following inputs, EXCEPT?
Answer: B
Explanation:
Comprehensive and Detailed in Depth Explanation:
The CAP lists OSC-related inputs for ROM (Options A, C, D), but team education (Option B) is irrelevant to this estimate.
Extract from Official Document (CAP v1.0):
* Section 1.5 - Assessment Planning (pg. 16):"ROM inputs include OSC location, size, complexity, and readiness." References:
CMMC Assessment Process (CAP) v1.0, Section 1.5.
NEW QUESTION # 72
While examining a contractor's audit and accountability policy, you realize they have documented types of events to be logged and defined content of audit records needed to support monitoring, analysis, investigation, and reporting of unlawful or unauthorized system activities. After the logs are analyzed, the results are fed into a system that automatically generates audit records stored for 30 days. However, mechanisms implementing system audit logging are lacking after several tests because they produce audit logs that are too limited. You find that generated logs cannot be independently used to identify the event they resulted from because the defined content specified therein is too limited. Additionally, you realize the logs are retained for
24 hours before they are automatically deleted. Which of the following is a potential assessment method for AU.L2-3.3.1 - System Auditing?
Answer: A
Explanation:
Comprehensive and Detailed In-Depth Explanation:
AU.L2-3.3.1 requires "creating and retaining audit records with sufficient content." Examining procedures (A) assesses if the defined content meets requirements, per NIST SP 800-171A's focus on documented processes. Testing procedures (B) and configs (C) are misaligned, and examining mechanisms (D) isn't a standard method here. The CMMC guide supports procedural examination.
Extract from Official CMMC Documentation:
* CMMC Assessment Guide Level 2 (v2.0), AU.L2-3.3.1: "Examine audit record generation procedures."
* NIST SP 800-171A, 3.3.1: "Examine documented processes."
Resources:
* https://dodcio.defense.gov/Portals/0/Documents/CMMC/AG_Level2_MasterV2.
0_FINAL_202112016_508.pdf
NEW QUESTION # 73
A defense contractor has a complex network design with multiple VLANs. The network is divided into three VLANs: VLAN 10 for the administrative offices, VLAN 20 for the engineering department, and VLAN 30 for the manufacturing floor. The company's System Security Plan states that VLANs are used to create logical network segments and improve security. A Layer 3 switch is responsible for routing traffic between the VLANs, and the switch is configured to allow any type of traffic between the VLANs. How should VLANs be treated when defining the contractor's CMMC Assessment Scope?
Answer: B
Explanation:
Comprehensive and Detailed Explanation:
VLANs are in scope if they handle CUI/FCI or impact security, per the CMMC Assessment Scope - Level 2.
Here, unrestricted traffic between VLANs via the Layer 3 switch means no effective segmentation, so all VLANs must be included to assess the full CUI environment (assuming CUI presence, e.g., in manufacturing or engineering). Options C and D assume partial inclusion without evidence, and Option A contradicts the guidance. B is correct.
Reference:
CMMC Assessment Scope - Level 2, Section 2.2 (Segmentation), p. 4: "VLANs without effective isolation are fully in scope."
NEW QUESTION # 74
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